Compliance and Anti-Money Laundering

This seminar covers many of the main compliance issues facing banks and securities firms operating in Japan.

It stresses issues such as insider trading, treatment of confidential information, the JSDA qualification systems, the role of managers and trading rules particularly relevant to the front office.

The seminar is held in the client's office and lasts for 2 hours. The course can be tailored into shorter courses suitable for front or back office groups. The course can also form a useful part of a firms anti-money laundering and other required retraining requirements.

All instruction is conducted in English.

Please contact us at if you are interested in attending.

All rights reserved.