Compliance and Anti-Money Laundering
INTRODUCTION
This seminar covers
many of the main compliance issues facing banks and securities firms
operating in Japan.
It stresses issues such as insider
trading, treatment of confidential information, the JSDA
qualification systems, the role of managers and trading rules
particularly relevant to the front office.
The seminar is
held in the client's office and lasts for 2 hours. The course can be
tailored into shorter courses suitable for front or back office
groups. The course can also form a useful part of a firms anti-money
laundering and other required retraining requirements.
All
instruction is conducted in English.
Please contact us at
seminars@shinkawaoffice.com if you are interested
in attending.
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